-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/qywZCmCXwyQyoo7zCbZvFZWTSO0QBbLSAbOlKGG09ldQrleQgnbNnTZ3Glhmu0 5maAvkDLi5T2ML0sYJNG2A== 0000950005-01-000249.txt : 20010223 0000950005-01-000249.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950005-01-000249 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COSINE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001060824 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943280301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60229 FILM NUMBER: 1541962 BUSINESS ADDRESS: STREET 1: 3200 BRIDGE PKWAY STREET 2: STE 200 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6506374777 MAIL ADDRESS: STREET 1: 3200 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNICATIONS VENTURES III L P CENTRAL INDEX KEY: 0001073071 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 770495136 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVENUE, SUITE 305 CITY: PALO ALTO STATE: CA ZIP: 94301 MAIL ADDRESS: STREET 1: 505 HAMILTON AVENUE, SUITE 305 CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No._______)* CoSine Communications, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 221222102 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 19 Pages Exhibit Index on page 17
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 2 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON See Item 2 for identification of General Partner I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Communications Ventures III, L.P. ("ComVentures III") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 3,940,278 shares, except that ComVen III, LLC ("CV3"), the general partner of ComVentures III, may be deemed to have sole power to vote these shares, and David P. Helfrich ("Helfrich"), Michael P. Rolnick ("Rolnick"), Roland A. Van der Meer ("Van der Meer"), and Clifford H. Higgerson ("Higgerson"), the members of CV3, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 3,940,278 shares, except that CV3, the general partner of ComVentures III, may be deemed to have sole power to dispose of these shares, and Helfrich, Rolnick, Van der Meer, and Higgerson, the members of CV3, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,940,278 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.80% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 3 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON See Item 2 for identification of General Partner I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Communications Ventures III CEO & Entrepreneurs' Fund, L.P. ("CV3CEF") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 197,013 shares, except that CV3, the general partner of CV3CEF, may be deemed to have sole power to vote these shares, and Helfrich, Rolnick, Van der Meer, and Higgerson, the members of CV3, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 197,013 shares, except that CV3, the general partner of CV3CEF, may be deemed to have sole power to dispose of these shares, and Helfrich, Rolnick, Van der Meer, and Higgerson, the members of CV3, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 197,013 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.19% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 4 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON See Item 2 for list of Members I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ComVen III, LLC ("CV3") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 4,137,291 shares, 3,940,278 of which are directly owned by ComVentures BENEFICIALLY III, and 197,013 of which are directly owned by CV3CEF. CV3, the general OWNED BY EACH partner of ComVentures III and CV3CEF, may be deemed to have sole power REPORTING to vote these shares. Helfrich, Rolnick, Van der Meer, and Higgerson, PERSON the members of CV3, may be deemed to have shared power to vote these WITH shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 4,137,291 shares, 3,940,278 of which are directly owned by ComVentures III, and 197,013 of which are directly owned by CV3CEF. CV3, the general partner of ComVentures III and CV3CEF, may be deemed to have sole power to dispose of these shares. Helfrich, Rolnick, Van der Meer, and Higgerson, the members of CV3, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,137,291 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.99% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 5 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON See Item 2 for identification of General Partner I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Communications Ventures II, L.P. ("ComVentures II") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 2,597,908 shares, except that ComVen II, LLC ("CV2"), the general BENEFICIALLY partner of ComVentures II, may be deemed to have sole power to vote OWNED BY EACH these shares, and Helfrich, Van der Meer, and Higgerson, the members REPORTING of CV2, may be deemed to have shared power to vote these shares. PERSON -------- ------------------------------------------------------------------------ WITH 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,597,908 shares, except that CV2, the general partner of ComVentures II, may be deemed to have sole power to dispose of these shares, and Helfrich, Van der Meer, and Higgerson, the members of CV2, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,597,908 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.51% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 6 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON See Item 2 for identification of General Partner I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Communications Ventures Affiliates Fund II, L.P. ("CVAF") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 213,028 shares, except that CV2, the general partner of CVAF, may be BENEFICIALLY deemed to have sole power to vote these shares, and Helfrich, Van der OWNED BY EACH Meer, and Higgerson, the members of CV2, may be deemed to have shared REPORTING power to vote these shares. PERSON -------- ------------------------------------------------------------------------ WITH 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 213,028 shares, except that CV2, the general partner of CVAF, may be deemed to have sole power to dispose of these shares, and Helfrich, Van der Meer, and Higgerson, the members of CV2, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 213,028 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.21% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 7 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON See Item 2 for list of Members I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ComVen II, LLC ("CV2") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,810,936 shares, 2,597,908 of which are directly owned by ComVentures BENEFICIALLY II, and 213,028 of which are directly owned by CVAF. CV2, the general OWNED BY EACH partner of ComVentures II and CVAF, may be deemed to have sole power to REPORTING vote these shares. Helfrich, Van der Meer, and Higgerson, the members of PERSON CV2, may be deemed to have shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,810,936 shares, 2,597,908 of which are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. CV2, the general partner of ComVentures II and CVAF, may be deemed to have sole power to dispose of these shares. Helfrich, Van der Meer, and Higgerson, the members of CV2, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,810,936 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.71% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 8 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) David P. Helfrich ("Helfrich") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 6,948,233 shares, 3,940,278 of which are directly owned by ComVentures PERSON III, 197,013 of which are directly owned by CV3CEF, 2,597,908 of which WITH are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. Helfrich is a member of CV3, the general partner of ComVentures III and CV3CEF, and is a member of CV2, the general partner of ComVentures II and CVAF, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 6,948,233 shares, 3,940,278 of which are directly owned by ComVentures III, 197,013 of which are directly owned by CV3CEF, 2,597,908 of which are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. Helfrich is a member of CV3, the general partner of ComVentures III and CV3CEF, and is a member of CV2, the general partner of ComVentures II and CVAF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,948,233 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.70% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 9 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Michael P. Rolnick ("Rolnick") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 4,137,291 shares, 3,940,278 of which are directly owned by ComVentures PERSON III, and 197,013 of which are directly owned by CV3CEF. Rolnick is a WITH member of CV3, the general partner of ComVentures III and CV3CEF, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 4,137,291 shares, 3,940,278 of which are directly owned by ComVentures III, and 197,013 of which are directly owned by CV3CEF. Rolnick is a member of CV3, the general partner of ComVentures III and CV3CEF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,137,291 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.99% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 10 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Roland A. Van der Meer ("Van der Meer") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 6,948,233 shares, 3,940,278 of which are directly owned by ComVentures PERSON III, 197,013 of which are directly owned by CV3CEF, 2,597,908 of which WITH are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. Van der Meer is a member of CV3, the general partner of ComVentures III and CV3CEF, and is a member of CV2, the general partner of ComVentures II and CVAF, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 6,948,233 shares, 3,940,278 of which are directly owned by ComVentures III, 197,013 of which are directly owned by CV3CEF, 2,597,908 of which are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. Van der Meer is a member of CV3, the general partner of ComVentures III and CV3CEF, and is a member of CV2, the general partner of ComVentures II and CVAF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,948,233 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.70% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ ---------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 221222102 13 G Page 11 of 19 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Clifford H. Higgerson ("Higgerson") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 6,948,233 shares, 3,940,278 of which are directly owned by ComVentures PERSON III, 197,013 of which are directly owned by CV3CEF, 2,597,908 of which WITH are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. Higgerson is a member of CV3, the general partner of ComVentures III and CV3CEF, and is a member of CV2, the general partner of ComVentures II and CVAF, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 6,948,233 shares, 3,940,278 of which are directly owned by ComVentures III, 197,013 of which are directly owned by CV3CEF, 2,597,908 of which are directly owned by ComVentures II, and 213,028 of which are directly owned by CVAF. Higgerson is a member of CV3, the general partner of ComVentures III and CV3CEF, and is a member of CV2, the general partner of ComVentures II and CVAF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,948,233 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.70% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ ---------------------------------------------------------------------------------------------------------
- --------------------------- --------------------------------- CUSIP NO. 221222102 13 G Page 12 of 19 Pages - --------------------------- --------------------------------- ITEM 1(a). NAME OF ISSUER: --------------- CoSine Communications, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 1200 Bridge Parkway Redwood City, CA 94065 ITEM 2(a). NAME OF PERSON FILING: ---------------------- This statement is filed by Communications Ventures III, L.P., a Delaware limited partnership, ("ComVentures III"), Communications Ventures III CEO & Entreprenueurs' Fund, L.P., a Delaware limited partnership, ("CV3CEF"), ComVen III, LLC, a Delaware limited liability company ("CV3"), Communications Ventures II, L.P, a Delaware limited partnership (ComVentures II), Communications Ventures Affiliates Fund II, L.P., a Delaware limited partnership, ComVen II, LLC, a Delaware limited liability company ("CV2") and David P. Helfrich ("Helfrich"), Roland A. Van der Meer ("Van der Meer") and Clifford H. Higgerson ("Higgerson"), the members of CV2 and CV3, and Michael P. Rolnick ("Rolnick") a member of CV3. The foregoing entities and individuals are collectively referred to as the "Reporting Persons". CV3 is the general partner of ComVentures III and CV3CEF, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by ComVentures III and CV3CEF. Helfrich, Rolnick, Van der Meer and Higgerson are the members of CV3, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by ComVentures III and CV3CEF. CV2 is the general partner of ComVentures II and CVAF, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by ComVentures II and CVAF. Helfrich, Van der Meer and Higgerson are the members of CV2, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by ComVentures II and CVAF. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal business office for each of the Reporting Persons is: ComVentures 505 Hamilton Avenue, Suite 305 Palo Alto, California 94301 ITEM 2(c) CITIZENSHIP: ------------ ComVentures III, CV3CEF, ComVentures II, and CVAF are Delaware limited partnerships. CV3 and CV2 are Delaware limited liability companies. Helfrich, Rolnick and Higgerson are United States citizens. Van der Meer is a Netherlands citizen. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: 221222102 ------------- ITEM 3. Not Applicable - --------------------------- --------------------------------- CUSIP NO. 221222102 13 G Page 13 of 19 Pages - --------------------------- --------------------------------- ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ---------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------ See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to ------------------------------------------ direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: ---------------------------------------------------- See Row 8 of cover page for each Reporting Person. - --------------------------- --------------------------------- CUSIP NO. 221222102 13 G Page 14 of 19 Pages - --------------------------- --------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Under certain circumstances set forth in the limited partnership agreements of ComVentures II, CV3CEF, ComVentures II, CVAF and the limited liability company agreements of CV3 and CV2, the general and limited partners and members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: -------------------------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable ITEM 10. CERTIFICATION: ------------- Not applicable - --------------------------- --------------------------------- CUSIP NO. 221222102 13 G Page 15 of 19 Pages - --------------------------- --------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2001 Communications Ventures III, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMMUNICATIONS VENTURES III CEO & ENTREPRENEURS' FUND, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMVEN III, a Delaware Limited Liability Company By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMMUNICATIONS VENTURES II, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMMUNICATIONS VENTURES AFFILIATES FUND, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory - --------------------------- --------------------------------- CUSIP NO. 221222102 13 G Page 16 of 19 Pages - --------------------------- --------------------------------- COMVEN II, a Delaware Limited Liability Company By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory David P. Helfrich By: /s/ David P. Helfrich ----------------------------------- David P. Helfrich Michael P. Rolnick By: /s/ Michael P. Rolnick ----------------------------------- Michael P. Rolnick Roland A. Van der Meer By: /s/ Roland A. Van der Meer ----------------------------------- Roland A. Van der Meer Clifford H. Higgerson By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson - --------------------------- --------------------------------- CUSIP NO. 221222102 13 G Page 17 of 19 Pages - --------------------------- --------------------------------- EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 18 EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Network Appliances, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 9, 2001 Communications Ventures III, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMMUNICATIONS VENTURES III CEO & ENTREPRENEURS' FUND, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMVEN III, a Delaware Limited Liability Company By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMMUNICATIONS VENTURES II, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMMUNICATIONS VENTURES AFFILIATES FUND, a Delaware Limited Partnership By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory COMVEN II, a Delaware Limited Liability Company By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson Authorized Signatory David P. Helfrich By: /s/ David P. Helfrich ----------------------------------- David P. Helfrich Michael P. Rolnick By: /s/ Michael P. Rolnick ----------------------------------- Michael P. Rolnick Roland A. Van der Meer By: /s/ Roland A. Van der Meer ----------------------------------- Roland A. Van der Meer Clifford H. Higgerson By: /s/ Clifford H. Higgerson ----------------------------------- Clifford H. Higgerson -----END PRIVACY-ENHANCED MESSAGE-----